Insights

Broker-Dealers, Finders, M&A, and Financings: Frequently Asked Questions

By Charles Alovisetti, Jack Crain
Oct 9, 2025

Raising capital or selling a business often involves intermediaries like broker-dealers and finders, but not all might be properly registered. This FAQ breaks down the legal distinctions, SEC and FINRA rules, M&A broker exemptions, and the risks of working with unlicensed intermediaries.

The Dutch Experiment: Navigating the Transition to a Regulated Cannabis Market in the Netherlands

By Daniel Molina
Oct 8, 2025

The Netherlands is conducting the Controlled Cannabis Supply Chain Experiment (CCSC) to move from its long-tolerated but legally contradictory cannabis market to a fully regulated system. The program seeks to establish a closed, transparent supply chain from cultivation to retail, reducing crime, improving product safety, and testing whether regulation can replace the illicit market.

Maryland Court Ends Hemp Sales Loophole

By Shawn Hauser, Juliana Todeschi and Angela George
Sep 26, 2025

Maryland’s Appellate Court has ruled that consumable hemp products are fully subject to the state’s Cannabis Reform Act (CRA), overturning a 2023 injunction that had allowed some unlicensed hemp sales. This decision means that all hemp retailers must now obtain state cannabis licenses and comply with strict limits on THC content, packaging, labeling, and testing. Read on to learn more.

In the Absence of Regulation, Kratom Products Liability Lawsuits Arise

By Samantha Fow, Joshua Kappel, Barine Majewska
Sep 24, 2025

Once rooted in traditional medicine, kratom is now sold in various forms as a substance used recreationally. Often, kratom has limited oversight and inconsistent quality standards, which raises concerns for consumers, regulators, and businesses alike. This article provides an in-depth overview of kratom, how it is regulated, and what growing liability risks vendors face.