Archive

Broker-Dealers, Finders, M&A, and Financings: Frequently Asked Questions

By Charles Alovisetti, Jack Crain
Oct 9, 2025

Raising capital or selling a business often involves intermediaries like broker-dealers and finders, but not all might be properly registered. This FAQ breaks down the legal distinctions, SEC and FINRA rules, M&A broker exemptions, and the risks of working with unlicensed intermediaries.

How to Buy or Sell a Cannabis License in Minnesota’s Adult-Use Market: M&A Guide (2025)

By Jason Tarasek, Charles Alovisetti, Jack Crain
Jul 18, 2025

Minnesota’s adult-use cannabis program is officially underway, and the state’s M&A activity is heating up. This blog outlines key licensing trends, including microbusiness and mezzobusiness activity, valuation ranges, and social equity program requirements. It also breaks down the Minnesota Office of Cannabis Management’s (OCM) new guidance on ownership transfers. Whether you’re looking to buy, sell, or invest in a cannabis license, this resource highlights what you need to know to structure a compliant deal in the North Star State.